AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED


Address: Docklands, VIC 3008, Australia

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED (Licence# 000234527) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence Number 000234527
Licence ABN 11005357522
Issue Date 2003-10-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 086807
FutAdv 158577
Locality DOCKLANDS
State VIC
Postcode 3008
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • foreign exchange contracts;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility;
      • superannuation;
      • carbon units;
      • Australian carbon credit units;
      • eligible international emissions units; and
      • financial products limited to:
    • miscellaneous financial investment products limited to managed investment warrants;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products limited to managed investment warrants;
      • miscellaneous financial risk products limited to property and accident risk products;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility;
        • superannuation;
        • carbon units;
        • Australian carbon credit units;
        • eligible international emissions units; and
        • financial products limited to:
      • miscellaneous financial investment products limited to managed investment warrants;
      • miscellaneous financial risk products limited to property and accident risk products; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
  • make a market for the following financial products:
    • foreign exchange contracts;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
    • carbon units;
    • Australian carbon credit units;
    • eligible international emissions units; and
    • limited to financial products other than:
      • derivatives;
      • foreign exchange contracts; and
      • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
  • provide the following custodial or depository services:
    • operate the investor directed portfolio service known as "ANZ Private Portfolio (BT Wrap)" (the IDPS); and
      • operate custodial or depository services other than investor directed portfolio services;
        to retail and wholesale clients.

        Financial advisers

        Adviser Number Adviser Name Status Start Date
        001004686 WILLIAM YORKE Current 2018-08-30
        001251616 RYAN BRAUND Current 2018-07-06
        000427495 LAURA HILLIER Current 2018-07-05
        001003472 PETER HULME-JONES Current 2018-07-04
        001233678 TAO QU Current 2018-06-26
        001260003 THOMAS JOHN ROBERTSON Current 2018-06-21
        000437222 KARLIE REBECCA STOKES Current 2018-06-18
        001265105 JESSICA TARYN PRESTON Current 2018-06-15
        001265106 DONOVAN JOSEPH WILSON Current 2018-06-15
        001249399 JUSTIN NEIL WALCH Current 2018-06-04

        Office Location

        Locality DOCKLANDS
        State VIC
        Postcode 3008
        Country Australia

        Financial services with the same postcode

        Service Name Issue Date Locality
        KVD TM PTY LTD 2017-10-09 Docklands, VIC 3008, Australia
        VER LIMITED 2016-07-05 Docklands, VIC 3008, Australia
        APBG CAPITAL PTY LTD 2016-02-05 Docklands, VIC 3008, Australia
        RPDW PTY. LTD. 2015-11-13 Docklands, VIC 3008, Australia
        ARDROSSAN INSURANCE BROKERS PTY LTD 2013-02-28 Docklands, VIC 3008, Australia
        AUSTRALIAN FINANCIAL GROUP PTY LTD 2013-02-04 Docklands, VIC 3008, Australia
        MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD 2012-01-06 Docklands, VIC 3008, Australia
        MERCER CONSULTING (AUSTRALIA) PTY LTD 2012-01-06 Docklands, VIC 3008, Australia
        MERCER OUTSOURCING (AUSTRALIA) PTY LTD 2012-01-06 Docklands, VIC 3008, Australia
        RAHALI CORPORATION PTY. LTD. 2010-05-31 Docklands, VIC 3008, Australia

        Competitor

        Search similar business entities

        Postal Code 3008

        Improve Information

        Please comment or provide details below to improve the information on .

        Dataset Information


        Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
        Jurisdiction Australia
        Related Datasets Australian Businesses, Australian Companies

        This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.