EQUITY TRUSTEES WEALTH SERVICES LIMITED


Address: Melbourne, VIC 3000, Australia

EQUITY TRUSTEES WEALTH SERVICES LIMITED (Licence# 000234528) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name EQUITY TRUSTEES WEALTH SERVICES LIMITED
Licence Number 000234528
Licence ABN 33006132332
Issue Date 2003-10-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 012658
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law futures contracts; and
    • old law securities options contracts and warrants;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products limited to:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • securities; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law futures contracts; and
      • old law securities options contracts and warrants;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • securities; and
        • superannuation; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law futures contracts; and
      • old law securities options contracts and warrants;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • securities; and
        • superannuation;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • schemes which only hold the following types of property:
      • derivatives; and
      • financial assets;
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services; and
      • provide traditional trustee company services:
        to retail and wholesale clients.

        Financial advisers

        Adviser Number Adviser Name Status Start Date
        000398567 CRAIG BARNES Current 2015-12-07
        001001388 MELINDA HULLS Current 2015-10-15
        001236212 RYAN LISSON Current 2015-09-25
        000414524 JOHN NELLIGAN Current 2015-07-06
        001001339 KERRIE SLES Current 2015-04-27
        001001372 STEVEN LEUNG Current 2015-04-27
        001001646 JEFF SITTERS Current 2015-04-27
        001001356 BERNARD PETER O'BRIEN Ceased 2015-04-27
        000250071 JUSTIN PORRINS Ceased 2015-04-27
        001002210 HUGH HODGES Ceased 2014-07-04

        Office Location

        Locality MELBOURNE
        State VIC
        Postcode 3000
        Country Australia

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        Postal Code 3000

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        Dataset Information


        Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
        Jurisdiction Australia
        Related Datasets Australian Businesses, Australian Companies

        This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.