RUBICON FINANCIAL SERVICES LIMITED


Address: Carnegie, VIC 3163, Australia

RUBICON FINANCIAL SERVICES LIMITED (Licence# 000234721) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 12, 2003.

Service Overview

Register Name AFS Licence
Licence Name RUBICON FINANCIAL SERVICES LIMITED
Licence Number 000234721
Licence ABN 96078265264
Issue Date 2003-09-12
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 185967
Locality CARNEGIE
State VIC
Postcode 3163
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • provide financial product advice to wholesale clients for the following classes of financial products:
    • debentures, stocks or bonds issued or proposed to be issued by a government;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
    • applying for, acquiring, varying or disposing of a financial product for retail and wholesale clients on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
    • applying for, acquiring, varying or disposing of a financial product for wholesale clients on behalf of another person in respect of the following classes of products:
    debentures, stocks or bonds issued or proposed to be issued by a government;

    Financial advisers

    Adviser Number Adviser Name Status Start Date
    000334436 GREIG IAN PEREIRA Current 2009-08-17
    000237453 RAYMOND HAROLD COSTELLO Ceased 2003-09-12
    000237454 THOMAS MATTHEW DAVIE Ceased 2003-09-12

    Office Location

    Locality CARNEGIE
    State VIC
    Postcode 3163
    Country Australia

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    Service Name Issue Date Locality
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    KLEPIKOV, IVAN 2017-03-09 Carnegie, VIC 3163, Australia
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    Financial services with the same locality

    Service Name Issue Date Locality
    KLEPIKOV, IVAN 2017-03-09 Carnegie, VIC 3163, Australia

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    Competitor

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    Postal Code 3163

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.