COMMONWEALTH BANK OF AUSTRALIA


Address: Sydney, NSW 2000, Australia

COMMONWEALTH BANK OF AUSTRALIA (Licence# 000234945) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name COMMONWEALTH BANK OF AUSTRALIA
Licence Number 000234945
Licence ABN 48123123124
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
FutBro 015366
InsLif 90238
SecDlr 015235
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • foreign exchange contracts;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility;
      • superannuation;
      • carbon units;
      • Australian carbon credit units; and
      • eligible international emissions units;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • standard margin lending facility;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility;
        • superannuation;
        • carbon units;
        • Australian carbon credit units; and
        • eligible international emissions units; and
    • underwriting:
      • an issue of securities;
  • make a market for the following financial products:
    • foreign exchange contracts;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
    • carbon units;
    • Australian carbon credit units;
    • eligible international emissions units; and
    • limited to financial products other than:
      • derivatives;
      • foreign exchange contracts; and
      • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001260659 CRAIG EDWARD LEE TELFORD Ceased 2016-07-03
      000293263 RUSSELL STANLEY PHILLIPS Ceased 2015-04-27
      001246736 PAUL CHALDER Ceased 2014-03-17
      001235686 CHIKONDE CHIKO KAMBIKAMBI Ceased 2014-01-01
      000467669 SHANE BLACK Ceased 2013-01-25
      001255102 MICHAEL JOHN SUTHERLAND Ceased 2012-10-01
      001003059 CHRISTOPHER GIAOURIS Ceased 2012-06-12
      001005260 MANU RAMACHANDRAN Ceased 2012-03-01
      001006151 MANU RAMACHANDRAN Ceased 2012-03-01
      001259290 JOSHUA LEE Ceased 2012-01-01

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

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      Postal Code 2000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.