MWL FINANCIAL SERVICES PTY LTD


Address: Chatswood, NSW 2067, Australia

MWL FINANCIAL SERVICES PTY LTD (Licence# 000235096) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name MWL FINANCIAL SERVICES PTY LTD
Licence Number 000235096
Licence ABN 22095907574
Issue Date 2003-10-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 207749
Locality CHATSWOOD
State NSW
Postcode 2067
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266887 GREGORY WALLACE Current 2018-07-23
000231502 FRANCES ANNE HESSE Current 2018-05-30
000256594 JONATHAN FRASER WHITE Current 2018-05-01
000321261 HARRY MATSOUKAS Ceased 2018-01-22
001236244 MATTHEW SIMON BRADLEY Current 2017-10-11
000324239 SANDRA MCGILL Ceased 2017-06-29
000469924 TYSON CLAY HOLMES Current 2017-06-27
000369263 ROCCO D'AMELIO Current 2017-06-05
000429769 JOHN MORGAN Current 2017-05-01
001006317 SIMON HUGH HANLEY Current 2016-04-07

Office Location

Locality CHATSWOOD
State NSW
Postcode 2067
Country Australia

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RR CONSULTANCY PTY LTD 2017-03-09 Chatswood, NSW 2067, Australia
LBW STRATEGIC PTY LTD 2017-03-09 Chatswood, NSW 2067, Australia
VCF CAPITAL PARTNERS PTY LIMITED 2016-12-21 Chatswood, NSW 2067, Australia
CARRUTHERS PTY LIMITED 2016-12-07 Chatswood, NSW 2067, Australia
HCG WEALTH PTY LIMITED 2016-10-04 Chatswood, NSW 2067, Australia
KEY SOLUTIONS GROUP (ACCOUNTANTS & BUSINESS CONSULTANTS) PTY LIMITED 2016-07-14 Chatswood, NSW 2067, Australia
SOFTCRAFT PTY LTD 2016-05-05 Chatswood, NSW 2067, Australia
WANG, JINGJING 2016-03-23 Chatswood West, NSW 2067, Australia

Competitor

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Postal Code 2067

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.