NEWMAN, GEOFFREY KING


Address: Darling Point, NSW 2027, Australia

NEWMAN, GEOFFREY KING (Licence# 000235413) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 26, 2003.

Service Overview

Register Name AFS Licence
Licence Name NEWMAN, GEOFFREY KING
Licence Number 000235413
Licence ABN 37800217524
Issue Date 2003-09-26
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011761
Locality DARLING POINT
State NSW
Postcode 2027
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes limited to:
      • MDA services; and
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes limited to:
        • MDA services; and
      • securities;
to retail and wholesale clients.

Office Location

Locality DARLING POINT
State NSW
Postcode 2027
Country Australia

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Competitor

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Postal Code 2027

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.