ORD MINNETT LIMITED


Address: Sydney, NSW 2000, Australia

ORD MINNETT LIMITED (Licence# 000237121) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 15, 2003.

Service Overview

Register Name AFS Licence
Licence Name ORD MINNETT LIMITED
Licence Number 000237121
Licence ABN 86002733048
Issue Date 2003-12-15
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011463
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility;
      • superannuation; and
      • financial products limited to:
    • miscellaneous financial investment products limited to MDA services;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes limited to:
        • MDA services;
      • securities; and
      • financial products limited to:
        • miscellaneous financial investment products limited to MDA services;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products limited to MDA services; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001266636 MARY VAN DAALEN Current 2018-08-06
      001266482 MATTHEW MALIN Current 2018-08-01
      001266415 ANGELOS GIANNAKOPOULOS Current 2018-07-31
      001003142 MELINDA LIPSHUTZ Current 2018-07-30
      001266123 VERA LIN Current 2018-07-19
      001265844 DALE WEEKS Current 2018-07-10
      001005194 JOHN MARR Current 2018-07-09
      001005152 TONY HAWKINS Current 2018-06-18
      001005193 BRIAN MANNING Current 2018-06-14
      001005060 JOHN BLAND Current 2018-06-12

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

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      Competitor

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      Postal Code 2000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.