TIDSWELL FINANCIAL SERVICES LTD


Address: Adelaide, SA 5000, Australia

TIDSWELL FINANCIAL SERVICES LTD (Licence# 000237628) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 6, 2004.

Service Overview

Register Name AFS Licence
Licence Name TIDSWELL FINANCIAL SERVICES LTD
Licence Number 000237628
Licence ABN 55010810607
Issue Date 2004-01-06
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 010979
Locality ADELAIDE
State SA
Postcode 5000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • superannuation; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • general insurance products;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "Mantra Hindmarsh Square Managed Investment Scheme" scheme (ARSN: 089 814 193),
    • a scheme which only holds the following types of property:
      • direct real property; and
      • financial assets;
    • "The Tidswell Investment Plan" scheme (ARSN: 093 115 685),
    • an IDPS-like scheme;
    • "The Direct Mortgage Managed Investment Scheme" scheme (ARSN: 095 540 659),
    • a scheme which only holds the following types of property:
      • financial assets; and
      • mortgages;
    • "The Pooled Mortgage Managed Investment Scheme" scheme (ARSN: 095 540 597),
    • a scheme which only holds the following types of property:
      • financial assets; and
      • mortgages; and
    • "Commonwealth House Unit Trust" scheme (ARSN: 099 744 000),
    • a scheme which only holds the following types of property:
      • direct real property; and
      • financial assets;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001001668 SAMUEL ROGER NUNN Current 2005-08-10
001001669 JEFFREY KEITH TIDSWELL Current 2005-08-10

Office Location

Locality ADELAIDE
State SA
Postcode 5000
Country Australia

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Postal Code 5000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.