RIVER CAPITAL PTY LTD


Address: South Yarra, VIC 3141, Australia

RIVER CAPITAL PTY LTD (Licence# 000237985) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 31, 2004.

Service Overview

Register Name AFS Licence
Licence Name RIVER CAPITAL PTY LTD
Licence Number 000237985
Licence ABN 64073531469
Issue Date 2004-01-31
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 194192
Locality SOUTH YARRA
State VIC
Postcode 3141
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice to wholesale and retail clients for the following classes of financial products limited to:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities; and
      • provide personal financial product advice to wholesale clients only for the following classes of financial products limited to:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities; and
      • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following financial products limited to:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following financial products limited to:
        • deposit and payment products limited to:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities; and
        • provide the following custodial or depository services:
  • operate custodial or depository services other than investor directed portfolio services;
    to retail and wholesale clients.

    Office Location

    Locality SOUTH YARRA
    State VIC
    Postcode 3141
    Country Australia

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    Postal Code 3141

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.