CMC MARKETS ASIA PACIFIC PTY LTD


Address: Sydney, NSW 2000, Australia

CMC MARKETS ASIA PACIFIC PTY LTD (Licence# 000238054) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 24, 2004.

Service Overview

Register Name AFS Licence
Licence Name CMC MARKETS ASIA PACIFIC PTY LTD
Licence Number 000238054
Licence ABN 11100058213
Issue Date 2004-02-24
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives; and
  • make a market for the following financial products:
    • derivatives;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001236132 CHEN ZHANG Ceased 2014-07-01
001001780 JAMES CLINNICK Ceased 2009-06-28
001000138 MAY ANN TAN Ceased 2008-11-01
001001780 JAMES CLINNICK Ceased 2002-08-02

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.