ERNST & YOUNG ABC PTY LIMITED

Address: Sydney, NSW 2000, Australia

ERNST & YOUNG ABC PTY LIMITED (Licence# 000238167) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name ERNST & YOUNG ABC PTY LIMITED
Licence Number 000238167
Licence ABN 12003794296
Issue Date 2004-03-01
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to retail and wholesale clients in relation to the following classes of financial products:
    • derivatives;
    • foreign exchange contracts;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • superannuation;
      • provide financial product advice to wholesale clients in relation to the following classes of financial products:
      • carbon units;
      • Australian carbon credit units; and
      • eligible international emissions units; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products to retail and wholesale clients in respect of the following classes of financial products:
    securities.

    Office Location

    Locality SYDNEY
    State NSW
    Postcode 2000
    Country Australia

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    Postal Code 2000

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    Dataset Information

    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.