CROWE HORWATH FINANCIAL ADVICE PTY LTD


Address: Melbourne, VIC 3000, Australia

CROWE HORWATH FINANCIAL ADVICE PTY LTD (Licence# 000238244) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name CROWE HORWATH FINANCIAL ADVICE PTY LTD
Licence Number 000238244
Licence ABN 51060092631
Issue Date 2003-11-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 063867
InsLif 90408
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives limited to:
        • old law securities options contracts and warrants; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001266923 DOMINIQUE TULLY Current 2018-08-21
      001266931 IAN MORGAN Current 2018-08-21
      001265107 GREGORY EDMOND GOOCH Current 2018-06-14
      001263539 SARAH-JANE FAULDS Current 2018-04-23
      001252812 CHIVONNE MAREE HAYES Current 2018-04-17
      001263376 CHARLOTTE ELIZABETH JACKSON Current 2018-04-13
      001000795 PETER RIMMINGTON Current 2018-02-08
      001001854 BRENDON DALE WICKS Current 2018-02-08
      001261295 DANIEL ALBERTO TELLO Current 2018-01-16
      001257954 NATHAN JAMES FINNEY Current 2017-09-04

      Office Location

      Locality MELBOURNE
      State VIC
      Postcode 3000
      Country Australia

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      Competitor

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      Postal Code 3000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.