GARNAUT PRIVATE WEALTH PTY LTD


Address: Melbourne, VIC 3004, Australia

GARNAUT PRIVATE WEALTH PTY LTD (Licence# 000238326) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 2, 2004.

Service Overview

Register Name AFS Licence
Licence Name GARNAUT PRIVATE WEALTH PTY LTD
Licence Number 000238326
Licence ABN 42097860574
Issue Date 2004-02-02
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 213790
Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001261988 MATTHEW DAVID STARLING Current 2018-02-16
001261544 ANTHONY WILLIAM WINDRESS Current 2018-01-22
001260233 JAMES THOMAS BYRNE Ceased 2017-11-27
001263638 SHARON JODI MITCHELL Current 2016-12-07
001001771 CHRISTIAN ZIMMER Current 2012-11-12
001005519 TANELLA LANE Ceased 2012-07-01
001002166 THOMAS SCHUBERT Ceased 2008-08-15
001002641 MICHAEL MURPHY Current 2007-05-09
001001120 SUSANNE MAAS Current 2004-02-03
001002255 CHRISTOPHER GARNAUT Current 2004-02-03

Office Location

Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

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BOUTIQUE WEALTH AUSTRALIA PTY. LTD. 2017-05-01 Melbourne, VIC 3004, Australia
SUPERFUND WORKS PTY. LTD. 2017-04-05 Melbourne, VIC 3004, Australia
ID FUNDS MANAGEMENT LIMITED 2017-03-29 Melbourne, VIC 3004, Australia
STERLING PRIVATE PTY LTD 2017-03-16 Melbourne, VIC 3004, Australia
DIXON AND DOSHI FINANCIAL SERVICES PTY LTD 2016-09-27 Melbourne, VIC 3004, Australia
TOWNSEND COBAIN PTY LTD 2016-09-15 Melbourne, VIC 3004, Australia
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Competitor

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Postal Code 3004

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.