JM FINANCIAL GROUP LIMITED


Address: Melbourne, VIC 3000, Australia

JM FINANCIAL GROUP LIMITED (Licence# 000238397) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name JM FINANCIAL GROUP LIMITED
Licence Number 000238397
Licence ABN 68007364132
Issue Date 2004-02-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 015325
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • securities; and
      • standard margin lending facility;
  • provide financial product advice to wholesale clients for the following classess of financial products:
    • derivatives;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services;
      • interests in managed investment schemes limited to:
        • MDA services; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities; and
        • standard margin lending facility; and
    • applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in the following classess of products:
      • derivatives; and
    • underwriting to retail and wholesale clients:
      • an issue of securities; and
  • provide the following custodial or depository services to retail and wholesale clients:
    operate custodial or depository services other than investor directed portfolio services.

    Financial advisers

    Adviser Number Adviser Name Status Start Date
    001000536 ANDREW NASH Ceased 2004-01-01
    000419586 GEOFFREY DUNCAN NASH Ceased 2003-02-12
    000419585 MARK GERALD DAVIES Ceased 2001-07-01
    000419587 CHARLES FARQUHARSON Ceased 2000-04-01
    000419588 JOHN CHARLES HOLMES CLARK Ceased 2000-01-01
    000419589 DEAN ROGAN PARK Ceased 2000-01-01
    000445103 DAVID JOHN OLIPHANT Ceased 1999-12-11

    Office Location

    Locality MELBOURNE
    State VIC
    Postcode 3000
    Country Australia

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    Postal Code 3000

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.