CBA MARKETS LIMITED


Address: Sydney, NSW 2000, Australia

CBA MARKETS LIMITED (Licence# 000238817) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name CBA MARKETS LIMITED
Licence Number 000238817
Licence ABN 76003485952
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011084
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
  • make a market for the following financial products:
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
    • limited to financial products other than:
      • derivatives;
      • foreign exchange contracts; and
      • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000349454 DAVID WILLIAM CAREY Ceased 2010-08-23
      001005081 BOYD CARTER Ceased 2009-01-01
      001005483 JONATHON HOWE Ceased 2007-01-01
      000470512 LORRAINE SWAN Ceased 2000-01-01

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      CEDAR ASSET MANAGEMENT PTY LTD 2018-07-30 Sydney, NSW 2000, Australia
      MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
      ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD 2018-07-19 Sydney, NSW 2000, Australia
      QUINTET PARTNERS PTY LTD 2018-07-17 Sydney, NSW 2000, Australia
      HALO FINANCIAL SERVICES PTY LTD 2018-07-13 Sydney, NSW 2000, Australia
      SAFE2PAY PTY LIMITED 2018-07-12 Sydney, NSW 2000, Australia
      WEL-LINK FUNDS PTY LTD 2018-07-06 Sydney, NSW 2000, Australia
      HUNT PROSPERITY PTY LTD 2018-07-03 Sydney, NSW 2000, Australia
      CROWD88 PTY LTD 2018-07-03 Sydney, NSW 2000, Australia
      FUTURE INSURANCE GROUP INTERNATIONAL PTY LTD 2018-07-02 Sydney, NSW 2000, Australia

      Competitor

      Search similar business entities

      Postal Code 2000

      Improve Information

      Please comment or provide details below to improve the information on .

      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.