FOUNDATION MANAGEMENT (WA) PTY LTD


Address: Claremont, WA 6010, Australia

FOUNDATION MANAGEMENT (WA) PTY LTD (Licence# 000239079) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 15, 2004.

Service Overview

Register Name AFS Licence
Licence Name FOUNDATION MANAGEMENT (WA) PTY LTD
Licence Number 000239079
Licence ABN 53009266899
Issue Date 2004-02-15
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 089781
Locality CLAREMONT
State WA
Postcode 6010
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities; and
      • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000249793 GAVIN JOHN MILES Current 2017-07-10

Office Location

Locality CLAREMONT
State WA
Postcode 6010
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
HILTON GROUP PTY LTD 2018-04-30 Claremont, WA 6010, Australia
XTO CAPITAL PTY LTD 2017-05-16 Claremont, WA 6010, Australia
TAF CAPITAL PTY LTD 2012-10-11 Claremont, WA 6010, Australia
KNIGHTCORP HOLDINGS PTY LTD 2009-12-08 Claremont, WA 6010, Australia
REDGATE CAPITAL PTY LTD 2007-04-20 Claremont, WA 6010, Australia
DORADO FINANCIAL SERVICES PTY LTD 2006-12-14 Swanbourne, WA 6010, Australia
EQUITY WEST SECURITIES PTY LTD 2003-10-30 Swanbourne, WA 6010, Australia

Financial services with the same locality

Service Name Issue Date Locality
HILTON GROUP PTY LTD 2018-04-30 Claremont, WA 6010, Australia
XTO CAPITAL PTY LTD 2017-05-16 Claremont, WA 6010, Australia
TAF CAPITAL PTY LTD 2012-10-11 Claremont, WA 6010, Australia
KNIGHTCORP HOLDINGS PTY LTD 2009-12-08 Claremont, WA 6010, Australia
REDGATE CAPITAL PTY LTD 2007-04-20 Claremont, WA 6010, Australia

Competitor

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Postal Code 6010

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.