MCMILLAN FINANCIAL PLANNING PTY LTD


Address: Traralgon, VIC 3844, Australia

MCMILLAN FINANCIAL PLANNING PTY LTD (Licence# 000239645) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 5, 2004.

Service Overview

Register Name AFS Licence
Licence Name MCMILLAN FINANCIAL PLANNING PTY LTD
Licence Number 000239645
Licence ABN 90074586217
Issue Date 2004-01-05
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 165004
Locality TRARALGON
State VIC
Postcode 3844
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001263665 CLAIRE MAREE RICHMOND-MILLER Current 2018-04-27
001263666 CALLIE ANN COOK Current 2018-04-27
000286577 MATTHEW BRIAN BONNOR Ceased 2005-03-23
000279238 RODNEY WILLIAM ROWLEY Current 2004-08-02
000253145 GERARD WITTS Current 2004-01-05
000253146 ROBERT KIDDELL Current 2004-01-05

Office Location

Locality TRARALGON
State VIC
Postcode 3844
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
SUN NICHOLSON PTY. LTD. 2017-02-13 Traralgon, VIC 3844, Australia
DAVANTAGE GROUP PTY LTD 2013-06-04 Traralgon, VIC 3844, Australia
ROPAN LICENSEES PTY. LTD. 2010-11-05 Traralgon, VIC 3844, Australia
AWIB PTY. LTD. 2003-12-01 Traralgon, VIC 3844, Australia
RGM FINANCIAL PLANNERS PTY LTD 2003-06-25 Traralgon, VIC 3844, Australia

Financial services with the same locality

Service Name Issue Date Locality
SUN NICHOLSON PTY. LTD. 2017-02-13 Traralgon, VIC 3844, Australia
DAVANTAGE GROUP PTY LTD 2013-06-04 Traralgon, VIC 3844, Australia
ROPAN LICENSEES PTY. LTD. 2010-11-05 Traralgon, VIC 3844, Australia
AWIB PTY. LTD. 2003-12-01 Traralgon, VIC 3844, Australia
RGM FINANCIAL PLANNERS PTY LTD 2003-06-25 Traralgon, VIC 3844, Australia

Competitor

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Postal Code 3844

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.