EQUITY TRUSTEES LIMITED


Address: Melbourne, VIC 3000, Australia

EQUITY TRUSTEES LIMITED (Licence# 000240975) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name EQUITY TRUSTEES LIMITED
Licence Number 000240975
Licence ABN 46004031298
Issue Date 2004-03-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 016238
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • securities; and
        • superannuation; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • schemes which only hold the following types of property:
      • derivatives;
      • direct real property;
      • financial assets; and
      • mortgages; and
    • IDPS-like schemes;
  • provide the following custodial or depository services:
    • operate investor directed portfolio services (each of which is referred to as the IDPS); and
      • operate custodial or depository services other than investor directed portfolio services; and
        • provide traditional trustee company services:
          to retail and wholesale clients.

          Financial advisers

          Adviser Number Adviser Name Status Start Date
          000398567 CRAIG BARNES Current 2015-12-07
          001236212 RYAN LISSON Current 2015-09-25
          000414524 JOHN NELLIGAN Current 2015-07-06
          000350824 JAMES DAVID BRESCIA Ceased 2015-01-08
          001001388 MELINDA HULLS Current 2014-11-05
          001001774 ANTHONY SLOAN Ceased 2014-07-04
          000386589 LUKE ANDREWS Ceased 2014-07-01
          000250071 JUSTIN PORRINS Ceased 2014-06-26
          001001372 STEVEN LEUNG Current 2014-03-31
          001001646 JEFF SITTERS Current 2014-03-03

          Office Location

          Locality MELBOURNE
          State VIC
          Postcode 3000
          Country Australia

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          Competitor

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          Postal Code 3000

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          Dataset Information


          Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
          Jurisdiction Australia
          Related Datasets Australian Businesses, Australian Companies

          This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.