MAINVIEW SECURITIES PTY. LTD.


Address: Milton, QLD 4064, Australia

MAINVIEW SECURITIES PTY. LTD. (Licence# 000241177) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name MAINVIEW SECURITIES PTY. LTD.
Licence Number 000241177
Licence ABN 18078484456
Issue Date 2004-02-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 172713
Locality MILTON
State QLD
Postcode 4064
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001007756 SUSAN CLARKE Current 2015-04-24
000427768 KRISTIAN PAUL WRENN Current 2012-09-07
000257781 PAUL KEITH JACKSON Ceased 2010-03-22
001237776 ANDREW FRANCIS MACDONALD Ceased 2008-09-23
000306672 HAMISH RICHARD MCDOUALL Ceased 2007-02-22
000306149 LOUISE FALSONE Ceased 2006-09-28
000296223 PETER ALLEN DALE Current 2005-11-30
000291555 IVAN DANIEL FLETCHER Current 2005-08-03
000277799 TROY KEITH UHLMANN Ceased 2004-07-01
000259946 PHILLIP MCGANN Current 2004-02-01

Office Location

Locality MILTON
State QLD
Postcode 4064
Country Australia

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BARCHESTER FINANCIAL SERVICES PTY LTD 2016-12-08 Paddington, QLD 4064, Australia
BONES ACCOUNTING PTY LTD 2016-05-31 Milton, QLD 4064, Australia
FINFIT WEALTH SOLUTIONS PTY LTD 2015-01-21 Milton, QLD 4064, Australia
SKYLIGHT FINANCIAL SOLUTIONS PTY LTD 2014-09-11 Milton, QLD 4064, Australia
KPG INVESTMENT MANAGEMENT PTY LIMITED 2010-10-14 Milton, QLD 4064, Australia
PALMER PORTFOLIOS GROUP PTY LTD 2010-09-21 Milton, QLD 4064, Australia
ACCUMULUS CAPITAL PTY LTD 2006-07-26 Paddington, QLD 4064, Australia

Competitor

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Postal Code 4064

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.