STERLING STRATEGIES PTY LTD


Address: Alstonville, NSW 2477, Australia

STERLING STRATEGIES PTY LTD (Licence# 000245453) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 18, 2003.

Service Overview

Register Name AFS Licence
Licence Name STERLING STRATEGIES PTY LTD
Licence Number 000245453
Licence ABN 38082781137
Issue Date 2003-12-18
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 212792
InsLif 90448
Locality ALSTONVILLE
State NSW
Postcode 2477
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001000292 EHRICH MARSHALL STARUIALA Current 2003-12-19
000333337 PHILIP SALVATORE ZAPPALA Ceased 2003-05-29

Office Location

Locality ALSTONVILLE
State NSW
Postcode 2477
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
WEALTH INTEGRITY PTY LTD 2017-09-01 Alstonville, NSW 2477, Australia
PREMA CAPITAL LIMITED 2004-02-23 Alstonville, NSW 2477, Australia
SARACENS PTY LTD 2003-12-16 Alstonville, NSW 2477, Australia

Financial services with the same locality

Service Name Issue Date Locality
WEALTH INTEGRITY PTY LTD 2017-09-01 Alstonville, NSW 2477, Australia
PREMA CAPITAL LIMITED 2004-02-23 Alstonville, NSW 2477, Australia
SARACENS PTY LTD 2003-12-16 Alstonville, NSW 2477, Australia

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CEDAR ASSET MANAGEMENT PTY LTD 2018-07-30 Sydney, NSW 2000, Australia
SIA FUNDS MANAGEMENT PTY LTD 2018-07-30 Glenunga, SA 5064, Australia
CAMPASPE FINANCIAL SERVICES PTY LTD 2018-07-30 Echuca, VIC 3564, Australia
PK INSURANCE BROKERS PTY LTD 2018-07-27 Penrith, NSW 2750, Australia
BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD 2018-07-19 Melbourne, VIC 3000, Australia
ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD 2018-07-19 Sydney, NSW 2000, Australia
FORTY SEVEN GROUP PTY LTD 2018-07-19 Innaloo, WA 6018, Australia

Competitor

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Postal Code 2477

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.