NORTHHAVEN FINANCIAL MANAGEMENT PTY LIMITED


Address: Epping, NSW 2121, Australia

NORTHHAVEN FINANCIAL MANAGEMENT PTY LIMITED (Licence# 000245627) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name NORTHHAVEN FINANCIAL MANAGEMENT PTY LIMITED
Licence Number 000245627
Licence ABN 35074700995
Issue Date 2004-03-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 189679
InsLif 90333
Locality EPPING
State NSW
Postcode 2121
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives limited to:
        • old law securities options contracts and warrants; and
      • interests in managed investment schemes limited to:
        • investor directed portfolio services; and
      • MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001258528 SHARON MAREE OSBORN Ceased 2017-09-25
001257534 DEBRA COLETTE ENGLUND Current 2017-08-17
000447932 ANTHONY JOHANNE DILRUKSHAN FERNANDOPULLE Current 2017-01-01
000427814 JONATHON ANDREW HALLS Current 2012-09-10
000340201 DENNIS SOUKSAMLANE Ceased 2011-10-19
000392576 ERIN MARIE LYNES Current 2010-12-06
000269293 SCOTT DURBIDGE Current 2004-03-01
000270324 GRANT RONALD INNIS Current 2004-03-01
000270326 BENJAMIN JAMES ARMSTRONG VINSON Current 2004-03-01
000270322 WILLIAM JOHN BUNDEY Ceased 2004-03-01

Office Location

Locality EPPING
State NSW
Postcode 2121
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
HANY ABDEL-SAYED & CO PTY LTD 2016-06-24 Epping, NSW 2121, Australia
ZEN CAPITAL MANAGEMENT PTY LTD 2012-04-17 Epping, NSW 2121, Australia
UNIQUE ADVISERS PTY LTD 2008-08-27 North Epping, NSW 2121, Australia
BAPTIST FINANCIAL SERVICES AUSTRALIA LIMITED 2007-06-18 Epping, NSW 2121, Australia
BRUCE CHIENE PTY LTD 2004-02-01 Epping, NSW 2121, Australia
ENDEAVOUR INSURANCE BROKING GROUP PTY LTD 2004-02-01 Epping, NSW 2121, Australia
BERRY ACTUARIAL PLANNING PTY LTD 2004-01-01 Epping, NSW 2121, Australia
INTERCHARGE PTY LTD 2004-01-01 Epping, NSW 2121, Australia

Financial services with the same locality

Service Name Issue Date Locality
HANY ABDEL-SAYED & CO PTY LTD 2016-06-24 Epping, NSW 2121, Australia
ZEN CAPITAL MANAGEMENT PTY LTD 2012-04-17 Epping, NSW 2121, Australia
BAPTIST FINANCIAL SERVICES AUSTRALIA LIMITED 2007-06-18 Epping, NSW 2121, Australia
BRUCE CHIENE PTY LTD 2004-02-01 Epping, NSW 2121, Australia
ENDEAVOUR INSURANCE BROKING GROUP PTY LTD 2004-02-01 Epping, NSW 2121, Australia
BERRY ACTUARIAL PLANNING PTY LTD 2004-01-01 Epping, NSW 2121, Australia
INTERCHARGE PTY LTD 2004-01-01 Epping, NSW 2121, Australia

Competitor

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Postal Code 2121

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.