HMH FINANCIAL SERVICES PTY LTD


Address: Doncaster East, VIC 3109, Australia

HMH FINANCIAL SERVICES PTY LTD (Licence# 000247433) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name HMH FINANCIAL SERVICES PTY LTD
Licence Number 000247433
Licence ABN 34006677185
Issue Date 2004-03-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 012860
Locality DONCASTER EAST
State VIC
Postcode 3109
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives limited to:
        • old law securities options contracts and warrants; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001263280 VICTOR DENIS FALLON Current 2018-02-22
000458811 HAYDEN KEITH LEWIS Current 2016-12-19
000401677 CHRISTOPHER MICHAEL DAZKIW Ceased 2014-04-11
001001337 CHRISTOPHER HAINES Ceased 2013-10-01
001001338 JUSTIN WELLMAN Ceased 2013-08-28
000458811 HAYDEN KEITH LEWIS Ceased 2011-01-01
000231417 JUSTIN WOOD Current 2006-04-18
000251887 ELLIOT STAUB Current 2006-04-04
001240118 JEFFREY WILLIAM MITCHELL Ceased 1999-08-01

Office Location

Locality DONCASTER EAST
State VIC
Postcode 3109
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
TAN, AIK KHONG 2016-04-14 Doncaster East, VIC 3109, Australia
JELS FINANCIAL GROUP PTY LTD 2014-09-24 Doncaster East, VIC 3109, Australia
TRADE CREDIT RISK PTY LTD 2013-01-02 Doncaster East, VIC 3109, Australia
EVERMORE MONEY MANAGEMENT PTY LTD 2011-05-03 Doncaster East, VIC 3109, Australia
LONSFORD INSURANCE BROKERS PTY. LTD. 2004-03-01 Doncaster East, VIC 3109, Australia
MORTGAGE & GENERAL FINANCIAL SERVICES PTY. LTD. 2004-03-01 Doncaster East, VIC 3109, Australia
COMMERCIAL & GENERAL INSURANCE BROKERS (AUST) PTY LTD 2003-11-23 Doncaster East, VIC 3109, Australia
SELBY WESTHORPE FINANCIAL SOLUTIONS PTY LTD 2003-07-23 Doncaster East, VIC 3109, Australia
KOH, TECK S 2002-06-20 Doncaster East, VIC 3109, Australia

Financial services with the same locality

Service Name Issue Date Locality
TAN, AIK KHONG 2016-04-14 Doncaster East, VIC 3109, Australia
JELS FINANCIAL GROUP PTY LTD 2014-09-24 Doncaster East, VIC 3109, Australia
TRADE CREDIT RISK PTY LTD 2013-01-02 Doncaster East, VIC 3109, Australia
EVERMORE MONEY MANAGEMENT PTY LTD 2011-05-03 Doncaster East, VIC 3109, Australia
LONSFORD INSURANCE BROKERS PTY. LTD. 2004-03-01 Doncaster East, VIC 3109, Australia
MORTGAGE & GENERAL FINANCIAL SERVICES PTY. LTD. 2004-03-01 Doncaster East, VIC 3109, Australia
COMMERCIAL & GENERAL INSURANCE BROKERS (AUST) PTY LTD 2003-11-23 Doncaster East, VIC 3109, Australia
SELBY WESTHORPE FINANCIAL SOLUTIONS PTY LTD 2003-07-23 Doncaster East, VIC 3109, Australia
KOH, TECK S 2002-06-20 Doncaster East, VIC 3109, Australia

Competitor

Search similar business entities

Postal Code 3109

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.