OAKWOOD FINANCIAL GROUP PTY LIMITED


Address: Gosford, NSW 2250, Australia

OAKWOOD FINANCIAL GROUP PTY LIMITED (Licence# 000255231) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name OAKWOOD FINANCIAL GROUP PTY LIMITED
Licence Number 000255231
Licence ABN 11063291163
Issue Date 2004-03-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 190444
Locality GOSFORD
State NSW
Postcode 2250
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001000199 AMANDA STEPHANIE NIELSEN Current 2015-03-17
000456973 MARTIN GUY MCGRATH Ceased 2014-04-28
000389278 LISA KATHERINE CAHILL Ceased 2007-07-24
000260331 GARRY JOHN MENSFORTH Current 2005-08-31
000260332 PETER GORDON MCINTYRE Current 2005-08-31
000260334 MATTHEW JAMES RUTTER Current 2005-08-31
000260389 SARAH JANE CAVANAGH Current 2005-08-31

Office Location

Locality GOSFORD
State NSW
Postcode 2250
Country Australia

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FAMILY DAY CARE AUSTRALIA LIMITED 2008-10-16 Gosford, NSW 2250, Australia
SHORTLAND INSURANCE BROKERS PTY LIMITED 2003-12-07 Gosford, NSW 2250, Australia
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Financial services with the same locality

Service Name Issue Date Locality
LWM GROUP FINANCIAL SERVICES PTY LTD 2016-06-24 Gosford, NSW 2250, Australia
FAMILY DAY CARE AUSTRALIA LIMITED 2008-10-16 Gosford, NSW 2250, Australia
SHORTLAND INSURANCE BROKERS PTY LIMITED 2003-12-07 Gosford, NSW 2250, Australia

Competitor

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Postal Code 2250

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.