EQUITY & ADVISORY LTD. (Licence# 000260006) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 18, 2004.
| Register Name | AFS Licence |
| Licence Name | EQUITY & ADVISORY LTD. |
| Licence Number | 000260006 |
| Licence ABN | 55077487944 |
| Issue Date | 2004-02-18 |
| Pre FSR |
Pre FSR (Financial Services Reform) Role and Licence Number: SecDlr 173524 |
| Locality | ADELAIDE |
| State | SA |
| Postcode | 5000 |
| Country | Australia |
This licence authorises the licensee, only for the purpose of acting for and on behalf of clients in relation to proposed mergers, acquisitions, takeovers, fundraising (whether by way of a disclosure document or offers that do not need disclosure or otherwise), corporate advisory services (including commercial negotiations and strategy consulting), corporate finance services (including valuations and experts reports), procurement of development capital, turnaround consulting and the provision of debt and equity to companies, to carry on a financial services business to:
|
| Adviser Number | Adviser Name | Status | Start Date |
|---|---|---|---|
| 001002034 | JOE JOSEPH ROSSI | Ceased | 2011-07-11 |
| 001002035 | LUKE ROBERT BOORMAN | Ceased | 2008-02-21 |
| 001002032 | MARK GABRIEL VARTULI | Current | 2004-02-19 |
| 001002033 | STEPHEN ELLIOTT YOUNG | Current | 2004-02-19 |
| Locality | ADELAIDE |
| State | SA |
| Postcode | 5000 |
| Country | Australia |
| Service Name | Issue Date | Locality |
|---|---|---|
| UNITING CHURCH SA INVESTMENT FUND LIMITED | 2018-01-24 | Adelaide, SA 5000, Australia |
| TAIM INVESTMENTS PTY LTD | 2018-01-03 | Adelaide, SA 5000, Australia |
| ICORP GROUP PTY LTD | 2017-10-26 | Adelaide, SA 5000, Australia |
| OAKLEIGH FINANCIAL SERVICES PTY LTD | 2017-10-04 | Adelaide, SA 5000, Australia |
| STARFISH FINANCIAL SERVICES PTY LTD | 2017-10-03 | Adelaide, SA 5000, Australia |
| HEPHZIBAH FINANCIAL PTY LTD | 2017-09-11 | Adelaide, SA 5000, Australia |
| ADELAIDE WEALTH MANAGEMENT PTY LTD | 2017-05-18 | Adelaide, SA 5000, Australia |
| AUSTRALIA FORESIGHT GROUP PTY LTD | 2017-05-04 | Adelaide, SA 5000, Australia |
| CLEAR SKY PROPERTIES PTY LTD | 2017-04-13 | Adelaide, SA 5000, Australia |
| HOLMAN HODGE FINANCIAL SERVICES PTY LTD | 2017-02-28 | Adelaide, SA 5000, Australia |
| Postal Code | 5000 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.