PERSHING LLC

Address: Jersey City Nj 07399, International

PERSHING LLC (Licence# 000271837) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 25, 2005.

Service Overview

Register Name AFS Licence
Licence Name PERSHING LLC
Licence Number 000271837
Licence ACN 108110149
Issue Date 2005-11-25
Locality JERSEY CITY NJ 07399
Country International

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice to wholesale clients only, for the following classes of financial products:
    • standard margin lending facility;
  • deal in a financial product to wholesale clients only by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • standard margin lending facility; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Office Location

      Locality JERSEY CITY NJ 07399
      Country International

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      Dataset Information

      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.