THE ADVICE EXCHANGE PTY LTD


Address: South Yarra, VIC 3141, Australia

THE ADVICE EXCHANGE PTY LTD (Licence# 000278937) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 18, 2005.

Service Overview

Register Name AFS Licence
Licence Name THE ADVICE EXCHANGE PTY LTD
Licence Number 000278937
Licence ABN 55107629194
Issue Date 2005-02-18
Locality SOUTH YARRA
State VIC
Postcode 3141
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001267198 ANJANEYA REDDY BASUPALLI Current 2018-08-31
001006499 BACH PHAM Current 2018-07-30
001002927 LACHLAN JAMES ANDERSON Current 2018-07-23
001266078 SUSANNE NICOLE MARRO Current 2018-07-18
001002906 BELINDA LEE PAYNE Current 2018-07-09
001265579 BENJAMIN JAMES AYRIS Current 2018-06-29
001264776 PAUL FRANCIS MCSHANE Current 2018-06-01
000354033 SEAN MORDAUNT Current 2018-04-10
001260651 VANESSA DI COLA Ceased 2017-12-14
000315090 ANTHONY GETSON Ceased 2017-12-02

Office Location

Locality SOUTH YARRA
State VIC
Postcode 3141
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
BRADSHAW, DAVID ANTHONY 2017-07-05 South Yarra, VIC 3141, Australia
EKS ADVISORY PTY LTD 2017-06-01 South Yarra, VIC 3141, Australia
TWF FINANCIAL PTY LTD 2017-02-23 South Yarra, VIC 3141, Australia
ARK INVESTMENT PARTNERS PTY LTD 2016-08-11 South Yarra, VIC 3141, Australia
C W SPITTAL & ASSOCIATES (MANAGEMENT) PTY LTD 2016-06-16 South Yarra, VIC 3141, Australia
SMSF ADVANTAGE PTY. LTD. 2016-06-10 South Yarra, VIC 3141, Australia
INTRINSIC PARTNERS PTY LTD 2015-06-25 South Yarra, VIC 3141, Australia
AVOCA CAPITAL ADVISORS PTY LIMITED 2015-02-26 South Yarra, VIC 3141, Australia
INVESTOR CAPITAL ADVISORY PTY LTD 2014-02-20 South Yarra, VIC 3141, Australia
VICTORIA CAPITAL PTY LTD 2012-12-03 South Yarra, VIC 3141, Australia

Competitor

Search similar business entities

Postal Code 3141

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.