POOLE & PARTNERS INVESTMENT SERVICES PTY. LTD.


Address: Birtinya, QLD 4575, Australia

POOLE & PARTNERS INVESTMENT SERVICES PTY. LTD. (Licence# 000280232) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 5, 2004.

Service Overview

Register Name AFS Licence
Licence Name POOLE & PARTNERS INVESTMENT SERVICES PTY. LTD.
Licence Number 000280232
Licence ABN 24093450394
Issue Date 2004-11-05
Locality BIRTINYA
State QLD
Postcode 4575
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001259714 SHARON LEE COLEMAN Current 2017-10-11
001006527 DAVID ALAN DARRANT Current 2015-03-31
001006534 DONALD GLENN POOLE Current 2015-03-31
001006523 KERRY ANN MCMANUS Ceased 2015-03-31
001006578 GREGORY CHARLES TUCKWELL Ceased 2015-03-31
001001357 KIRK BARRY JARROTT Current 2015-03-25
000400716 LUCRETIA LLOYD Ceased 2011-02-23
000256625 TONY TOWNSEND Ceased 2009-03-02
001001437 HAYDEN JAMES WHITE Current 2009-01-01
001001357 KIRK BARRY JARROTT Ceased 2003-07-01

Office Location

Locality BIRTINYA
State QLD
Postcode 4575
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
STROM, JANE MAREE 2017-04-24 Warana, QLD 4575, Australia
HBAE FINANCIAL SOLUTIONS PTY LTD 2016-06-14 Birtinya, QLD 4575, Australia
RIGHT ADVICE FINANCIAL SERVICES PTY LTD 2016-05-30 Birtinya, QLD 4575, Australia
ARTEMIS INVESTMENTS (NSW) PTY LTD 2016-01-22 Birtinya, QLD 4575, Australia
WEALTHMED FINANCIAL PTY LTD 2007-11-27 Birtinya, QLD 4575, Australia
BMG AVIATION PTY LTD 2003-10-30 Birtinya, QLD 4575, Australia

Financial services with the same locality

Service Name Issue Date Locality
HBAE FINANCIAL SOLUTIONS PTY LTD 2016-06-14 Birtinya, QLD 4575, Australia
RIGHT ADVICE FINANCIAL SERVICES PTY LTD 2016-05-30 Birtinya, QLD 4575, Australia
ARTEMIS INVESTMENTS (NSW) PTY LTD 2016-01-22 Birtinya, QLD 4575, Australia
WEALTHMED FINANCIAL PTY LTD 2007-11-27 Birtinya, QLD 4575, Australia
BMG AVIATION PTY LTD 2003-10-30 Birtinya, QLD 4575, Australia

Competitor

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Postal Code 4575

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.