HELM CAPITAL PTY LTD


Address: Mount Pleasant, WA 6153, Australia

HELM CAPITAL PTY LTD (Licence# 000286904) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 9, 2005.

Service Overview

Register Name AFS Licence
Licence Name HELM CAPITAL PTY LTD
Licence Number 000286904
Licence ABN 43111925305
Issue Date 2005-08-09
Locality MOUNT PLEASANT
State WA
Postcode 6153
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to wholesale clients only for the following classes of financial products:
    • non standard margin lending facility; and
  • deal in a financial product to wholesale clients only by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of financial products:
      • non standard margin lending facility; and
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product to retail and wholesale clients by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • MDA services;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting to retail and wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes; and
an issue of securities;

Financial advisers

Adviser Number Adviser Name Status Start Date
001262543 ELLIOTT JAMES HODDER Current 2018-03-09
000349864 MALCOLM EDWARD EVANS Ceased 2012-08-30
001000316 COLIN SIA Ceased 2011-09-01
000349864 MALCOLM EDWARD EVANS Ceased 2010-04-13
001001931 JAMES HODDER Current 2005-08-10

Office Location

Locality MOUNT PLEASANT
State WA
Postcode 6153
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
LAWRENCE ADVICE PTY LTD 2017-05-18 Mount Pleasant, WA 6153, Australia
WOODS & ASSOCIATES INSURANCE BROKERS PTY LTD 2015-05-01 Applecross, WA 6153, Australia
WHOLESALE SECURITIES PTY. LTD. 2015-02-27 Mount Pleasant, WA 6153, Australia
RICHMOND WEALTH PTY LTD 2014-08-20 Mount Pleasant, WA 6153, Australia
BURGES, RICHARD WILLIAM 2013-09-10 Mount Pleasant, WA 6153, Australia
TERRANOVIS CAPITAL PTY LTD 2013-05-21 Applecross, WA 6153, Australia
WOODCHESTER CAPITAL PTY LTD 2013-02-14 Applecross, WA 6153, Australia
DESIGN FINANCIAL GROUP PTY LTD 2012-03-14 Mount Pleasant, WA 6153, Australia
TOLEHOUSE RISK SERVICES PTY LTD 2009-12-14 Mount Pleasant, WA 6153, Australia
TERRY S. LEE PTY LTD 2009-07-01 Mount Pleasant, WA 6153, Australia

Competitor

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Postal Code 6153

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.