SUMITOMO MITSUI BANKING CORPORATION


Address: Sydney, NSW 2000, Australia

SUMITOMO MITSUI BANKING CORPORATION (Licence# 000288519) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 30, 2006.

Service Overview

Register Name AFS Licence
Licence Name SUMITOMO MITSUI BANKING CORPORATION
Licence Number 000288519
Licence ABN 98114053459
Issue Date 2006-06-30
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government; and
      • securities; and
  • make a market for the following financial products:
    • foreign exchange contracts; and
    • derivatives;
to wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001004950 BO (GARY) GAO Ceased 2011-10-17
001006144 BO (GARY) GAO Ceased 2011-10-17
001235788 BO GAO Ceased 2011-10-03
001002257 TIMOTHY HOBILL COLE Ceased 2007-12-17

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.