PONSFORD, DEREK MICHAEL

Address: Randwick, NSW 2031, Australia

PONSFORD, DEREK MICHAEL (Licence# 000298750) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 30, 2006.

Service Overview

Register Name AFS Licence
Licence Name PONSFORD, DEREK MICHAEL
Licence Number 000298750
Licence ABN 76178410464
Issue Date 2006-06-30
Locality RANDWICK
State NSW
Postcode 2031
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail clients.

Office Location

Locality RANDWICK
State NSW
Postcode 2031
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
YES ACCOUNTING PTY. LTD. 2016-04-22 Randwick, NSW 2031, Australia
GOBSMACKED LOYALTY PTY LTD 2013-12-16 Clovelly, NSW 2031, Australia
GATEWAY FINANCIAL MARKETING PTY LTD 2013-01-18 Randwick, NSW 2031, Australia
J.B. NORTH & CO PTY LTD 2012-07-06 Randwick, NSW 2031, Australia
CHRISTIE, LACHLAN JAMES 2008-10-06 Randwick, NSW 2031, Australia
DENNIS FOSTER INSURANCE BROKERS PTY. LIMITED 2003-09-17 Randwick, NSW 2031, Australia

Financial services with the same locality

Service Name Issue Date Locality
YES ACCOUNTING PTY. LTD. 2016-04-22 Randwick, NSW 2031, Australia
GATEWAY FINANCIAL MARKETING PTY LTD 2013-01-18 Randwick, NSW 2031, Australia
J.B. NORTH & CO PTY LTD 2012-07-06 Randwick, NSW 2031, Australia
CHRISTIE, LACHLAN JAMES 2008-10-06 Randwick, NSW 2031, Australia
DENNIS FOSTER INSURANCE BROKERS PTY. LIMITED 2003-09-17 Randwick, NSW 2031, Australia

Competitor

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Postal Code 2031

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.