RICARD SECURITIES PTY LTD

Address: Melbourne, VIC 3000, Australia

RICARD SECURITIES PTY LTD (Licence# 000299812) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 5, 2006.

Service Overview

Register Name AFS Licence
Licence Name RICARD SECURITIES PTY LTD
Licence Number 000299812
Licence ABN 59104837952
Issue Date 2006-06-05
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • interests in managed investment schemes including:
      • investor directed portfolio services; and
      • securities; and
  • deal in a financial product to retail and wholesale clients by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • interests in managed investment schemes including:
        • investor directed portfolio services; and
        • securities; and
  • deal in a financial product to wholesale clients by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
    interests in managed investment schemes excluding investor directed portfolio services;

    Office Location

    Locality MELBOURNE
    State VIC
    Postcode 3000
    Country Australia

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    Postal Code 3000

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    Dataset Information

    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.