FLEMING FUNDS MANAGEMENT PTY LTD


Address: West Perth, WA 6005, Australia

FLEMING FUNDS MANAGEMENT PTY LTD (Licence# 000300641) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 3, 2006.

Service Overview

Register Name AFS Licence
Licence Name FLEMING FUNDS MANAGEMENT PTY LTD
Licence Number 000300641
Licence ABN 70117738440
Issue Date 2006-07-03
Locality WEST PERTH
State WA
Postcode 6005
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000305032 JACK OINEZA Ceased 2011-10-03
001006412 ANDREW FREDERICK HARRISON Ceased 1999-07-01

Office Location

Locality WEST PERTH
State WA
Postcode 6005
Country Australia

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Competitor

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Postal Code 6005

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.