FALCON CAPITAL LIMITED


Address: Melbourne, VIC 3004, Australia

FALCON CAPITAL LIMITED (Licence# 000302538) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 9, 2006.

Service Overview

Register Name AFS Licence
Licence Name FALCON CAPITAL LIMITED
Licence Number 000302538
Licence ABN 78119204554
Issue Date 2006-08-09
Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities; and
    • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities; and
      • superannuation; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities; and
      • superannuation;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "The Falcon Pan Asia Fund" scheme (ARSN: 149 466 946),
    • a scheme which only holds the following types of property:
      • financial assets; and
      • provide the following custodial or depository services:
  • operate custodial or depository services other than investor directed portfolio services;
    to retail and wholesale clients.

    Office Location

    Locality MELBOURNE
    State VIC
    Postcode 3004
    Country Australia

    Financial services with the same postcode

    Service Name Issue Date Locality
    NATIONAL PLANNING PARTNERS PTY LTD 2018-03-26 Melbourne, VIC 3004, Australia
    NEXIF ENERGY AUSTRALIA MANAGEMENT PTY LTD 2017-11-06 Melbourne, VIC 3004, Australia
    ANC WEALTH PTY LTD 2017-06-13 Melbourne, VIC 3004, Australia
    BOUTIQUE WEALTH AUSTRALIA PTY. LTD. 2017-05-01 Melbourne, VIC 3004, Australia
    SUPERFUND WORKS PTY. LTD. 2017-04-05 Melbourne, VIC 3004, Australia
    ID FUNDS MANAGEMENT LIMITED 2017-03-29 Melbourne, VIC 3004, Australia
    STERLING PRIVATE PTY LTD 2017-03-16 Melbourne, VIC 3004, Australia
    DIXON AND DOSHI FINANCIAL SERVICES PTY LTD 2016-09-27 Melbourne, VIC 3004, Australia
    TOWNSEND COBAIN PTY LTD 2016-09-15 Melbourne, VIC 3004, Australia
    PARTNERS WEALTH GROUP ADVICE PTY LTD 2016-08-04 Melbourne, VIC 3004, Australia

    Competitor

    Search similar business entities

    Postal Code 3004

    Improve Information

    Please comment or provide details below to improve the information on .

    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.