DRAUPNER INVESTMENT MANAGEMENT PTY LTD


Address: Melbourne, VIC 3000, Australia

DRAUPNER INVESTMENT MANAGEMENT PTY LTD (Licence# 000303566) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 31, 2006.

Service Overview

Register Name AFS Licence
Licence Name DRAUPNER INVESTMENT MANAGEMENT PTY LTD
Licence Number 000303566
Licence ABN 16112894845
Issue Date 2006-08-31
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • foreign exchange contracts; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000273202 ANDREW SCOTT CHAPMAN Current 2018-08-22
001005673 BENJAMIN RYAN RATTIGAN Current 2017-06-01
001241352 DAVID CHARLES COCKBURN SALMON Current 2017-06-01
000330680 STEVE COLLETTE Current 2017-05-02
001254156 LUKE LEVIS Ceased 2017-04-24
001253908 LUKE LEVIS Ceased 2017-04-18
001241352 DAVID CHARLES COCKBURN SALMON Ceased 2016-03-10
000416424 RYAN ANTHONY LESLIE BATROS Ceased 2014-09-01
001005673 BENJAMIN RYAN RATTIGAN Ceased 2014-07-14
000321747 JOEL SIMON RIDLEY Ceased 2012-12-01

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Competitor

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.