PROFESSIONAL WEALTH SERVICES PTY LTD


Address: North Sydney, NSW 2060, Australia

PROFESSIONAL WEALTH SERVICES PTY LTD (Licence# 000312047) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 1, 2007.

Service Overview

Register Name AFS Licence
Licence Name PROFESSIONAL WEALTH SERVICES PTY LTD
Licence Number 000312047
Licence ACN 110445291
Issue Date 2007-05-01
Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001261742 JONATHAN BRENT YOUNG Current 2018-02-05
000412015 GREGORY MCLOUGHLIN Ceased 2016-12-12
001247358 EMILY ANNE HOLLINGUM Ceased 2016-09-05
001247357 LISA LECKEY-MALONE Ceased 2016-09-05
001003368 MARK RICHARD MALONE Ceased 2016-02-01
001008896 JOHN RICHMOND HAZELL Ceased 2015-06-01
000352050 YOSHA STEEGHS-DOORN Current 2014-12-17
000427297 ANDREW JOHN KEAY Ceased 2014-10-20
000269088 NAOMI ROSENTHAL Current 2013-06-24
000253025 DONALD MAXWELL JEFFERS Current 2007-06-09

Office Location

Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

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POTENTIA CAPITAL PTY LTD 2017-08-31 North Sydney, NSW 2060, Australia
ALPHAXO RISK PARTNERS PTY LIMITED 2017-06-05 North Sydney, NSW 2060, Australia
REEDY CAPITAL PTY LTD 2017-05-02 North Sydney, NSW 2060, Australia
BLACK GREEN EQUITY PTY LTD 2017-04-03 North Sydney, NSW 2060, Australia
VISION PLANNING & FINANCE (AUST) PTY LTD 2017-03-29 North Sydney, NSW 2060, Australia
SYDNEY BUSINESS ACCOUNTING PTY LTD 2017-03-02 North Sydney, NSW 2060, Australia
SYDNEY FINANCIAL PROFESSIONALS SERVICES PTY. LTD. 2017-02-28 North Sydney, NSW 2060, Australia

Competitor

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Postal Code 2060

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.