5 WEALTH MANAGEMENT PTY LTD


Address: Rhodes, NSW 2138, Australia

5 WEALTH MANAGEMENT PTY LTD (Licence# 000314889) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 9, 2007.

Service Overview

Register Name AFS Licence
Licence Name 5 WEALTH MANAGEMENT PTY LTD
Licence Number 000314889
Licence ABN 50003640097
Issue Date 2007-08-09
Locality RHODES
State NSW
Postcode 2138
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266536 LOUISE FALSONE Current 2018-07-25
001261790 SHANE BARRETT Ceased 2018-02-05
001252978 GILLIAN WITHAM Current 2017-03-17
001247582 JIM GEORGES Ceased 2016-08-08
001239357 ROVENA ANDRUSKEVICA Ceased 2016-02-01
001239359 ROSLYN LORRAINE MCNUTT Ceased 2016-02-01
001000096 JAMES SHEEHAN Ceased 2013-10-01
001000097 JASON PETERSEN Current 2010-01-01
000338497 STUART SMITH COPELAND Ceased 2009-08-01

Office Location

Locality RHODES
State NSW
Postcode 2138
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
BRIGHTLIGHT GROUP PTY LTD 2017-06-09 Rhodes, NSW 2138, Australia
FRASERS PROPERTY FUNDS MANAGEMENT LIMITED 2007-06-29 Rhodes, NSW 2138, Australia
SYKES FINANCIAL SERVICES PTY LIMITED 2006-06-19 Rhodes, NSW 2138, Australia
LINK ADVICE PTY LTD 2004-05-19 Rhodes, NSW 2138, Australia
CHRISTIAN SUPER PTY LIMITED 2004-03-10 Rhodes, NSW 2138, Australia
AUSTRALAND INVESTMENTS LIMITED 2003-06-26 Rhodes, NSW 2138, Australia

Financial services with the same locality

Service Name Issue Date Locality
BRIGHTLIGHT GROUP PTY LTD 2017-06-09 Rhodes, NSW 2138, Australia
FRASERS PROPERTY FUNDS MANAGEMENT LIMITED 2007-06-29 Rhodes, NSW 2138, Australia
SYKES FINANCIAL SERVICES PTY LIMITED 2006-06-19 Rhodes, NSW 2138, Australia
LINK ADVICE PTY LTD 2004-05-19 Rhodes, NSW 2138, Australia
CHRISTIAN SUPER PTY LIMITED 2004-03-10 Rhodes, NSW 2138, Australia
AUSTRALAND INVESTMENTS LIMITED 2003-06-26 Rhodes, NSW 2138, Australia

Competitor

Search similar business entities

Postal Code 2138

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.