DOBBYN AND CARAFA PTY. LTD.


Address: Melbourne, VIC 3004, Australia

DOBBYN AND CARAFA PTY. LTD. (Licence# 000317251) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 30, 2007.

Service Overview

Register Name AFS Licence
Licence Name DOBBYN AND CARAFA PTY. LTD.
Licence Number 000317251
Licence ACN 121160138
Issue Date 2007-10-30
Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice to wholesale clients for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities; and
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of financial products:
      • superannuation; and
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
securities;

Office Location

Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

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Postal Code 3004

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.