ARC FINANCIAL SOLUTIONS PTY LTD


Address: Mosman, NSW 2088, Australia

ARC FINANCIAL SOLUTIONS PTY LTD (Licence# 000319288) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 11, 2007.

Service Overview

Register Name AFS Licence
Licence Name ARC FINANCIAL SOLUTIONS PTY LTD
Licence Number 000319288
Licence ABN 57111997981
Issue Date 2007-12-11
Locality MOSMAN
State NSW
Postcode 2088
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001254223 JO-ANNE NELSON Current 2017-05-01
000264465 JOSEPHINE GRACE SMITH Ceased 2010-02-11
001001908 HOWARD THOMAS PITTS Current 2007-12-12

Office Location

Locality MOSMAN
State NSW
Postcode 2088
Country Australia

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PMA STRATEGIC ADVISORY SERVICES PTY LTD 2017-02-10 Mosman, NSW 2088, Australia
MINCHIN MOORE PRIVATE WEALTH PTY LTD 2015-11-18 Mosman, NSW 2088, Australia
RVM CAPITAL PTY LTD 2014-07-04 Mosman, NSW 2088, Australia
EVEREST ASSET MANAGEMENT PTY LTD 2013-07-05 Mosman, NSW 2088, Australia
BEDROCK CAPITAL PTY LTD 2013-03-19 Mosman, NSW 2088, Australia
INSURE ME NOW PTY. LIMITED 2012-06-01 Mosman, NSW 2088, Australia
PANTAENIUS AUSTRALIA PTY LTD 2011-12-19 Mosman, NSW 2088, Australia

Competitor

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Postal Code 2088

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.