SPM INVESTMENT GROUP PTY LTD


Address: Maroochydore, QLD 4558, Australia

SPM INVESTMENT GROUP PTY LTD (Licence# 000323430) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 12, 2008.

Service Overview

Register Name AFS Licence
Licence Name SPM INVESTMENT GROUP PTY LTD
Licence Number 000323430
Licence ABN 27129597548
Issue Date 2008-05-12
Locality MAROOCHYDORE
State QLD
Postcode 4558
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000309456 ANDREW GRANT SUOSAARI Current 2014-01-30
000239375 MARK IAN DARLING Current 2008-05-12

Office Location

Locality MAROOCHYDORE
State QLD
Postcode 4558
Country Australia

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Service Name Issue Date Locality
FOCUS FINANCIAL MANAGEMENT PTY LTD 2017-04-10 Cotton Tree, QLD 4558, Australia
FINANCIAL PLANNERS ALLIANCE PTY LTD 2016-08-31 Maroochydore, QLD 4558, Australia
SUPERTRAC PTY LTD 2014-11-18 Maroochydore, QLD 4558, Australia
STATEWIDE NOVATED LEASING PTY LTD 2013-12-02 Maroochydore, QLD 4558, Australia
PATRON FINANCIAL SERVICES PTY LTD 2007-03-01 Maroochydore, QLD 4558, Australia
LTG GOLD ROCK PTY LTD 2005-07-04 Maroochydore, QLD 4558, Australia
REED SECURITIES PTY LTD 2005-03-16 Maroochydore, QLD 4558, Australia
AIB PTY. LIMITED 2004-03-01 Maroochydore, QLD 4558, Australia
INFOCUS SECURITIES AUSTRALIA PTY LTD 2003-10-01 Maroochydore, QLD 4558, Australia

Financial services with the same locality

Service Name Issue Date Locality
FINANCIAL PLANNERS ALLIANCE PTY LTD 2016-08-31 Maroochydore, QLD 4558, Australia
SUPERTRAC PTY LTD 2014-11-18 Maroochydore, QLD 4558, Australia
STATEWIDE NOVATED LEASING PTY LTD 2013-12-02 Maroochydore, QLD 4558, Australia
PATRON FINANCIAL SERVICES PTY LTD 2007-03-01 Maroochydore, QLD 4558, Australia
LTG GOLD ROCK PTY LTD 2005-07-04 Maroochydore, QLD 4558, Australia
REED SECURITIES PTY LTD 2005-03-16 Maroochydore, QLD 4558, Australia
AIB PTY. LIMITED 2004-03-01 Maroochydore, QLD 4558, Australia
INFOCUS SECURITIES AUSTRALIA PTY LTD 2003-10-01 Maroochydore, QLD 4558, Australia

Competitor

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Postal Code 4558

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.