EP FINANCIAL SERVICES PTY LTD


Address: Bundall, QLD 4217, Australia

EP FINANCIAL SERVICES PTY LTD (Licence# 000325252) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 8, 2008.

Service Overview

Register Name AFS Licence
Licence Name EP FINANCIAL SERVICES PTY LTD
Licence Number 000325252
Licence ABN 52130772495
Issue Date 2008-07-08
Locality BUNDALL
State QLD
Postcode 4217
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • interests in managed investment schemes limited to:
        • MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266523 NATHAN RAYMOND HORNE Current 2018-07-24
001255232 TORY JAMES CROSS Current 2018-06-22
001001659 JESSIE HINDS Current 2018-06-08
001263074 MATTHEW RENCKEN Current 2018-03-26
000253513 MALCOLM PHILLIPS Current 2018-02-22
001237657 ANDREW JOHN ROSETTA Current 2017-10-16
000423435 CAMERON FELICE Current 2017-08-30
001258082 ANDREW FABER Current 2017-08-30
000355556 NATALIE LACKNER Current 2017-07-19
001250374 MEHMED KAHRIC Current 2016-08-31

Office Location

Locality BUNDALL
State QLD
Postcode 4217
Country Australia

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QUINBROOK ASSET MANAGEMENT PTY LTD 2018-05-11 Isle of Capri, QLD 4217, Australia
STRATEGIC ASSET ADVISORY PTY LTD 2017-04-07 Bundall, QLD 4217, Australia
AQUA GOLD FINANCIAL SERVICES PTY LTD 2017-01-19 Surfers Paradise, QLD 4217, Australia
CAMBIO GROUP AFSL PTY LTD 2016-08-23 Bundall, QLD 4217, Australia
HORIZON FUNDS MANAGEMENT PTY LTD 2016-06-08 Bundall, QLD 4217, Australia
JULIE BLAND CONSULTING PTY LTD 2016-04-26 Benowa, QLD 4217, Australia
MAINSTAY UNDERWRITING PTY LTD 2016-03-21 Bundall, QLD 4217, Australia
VESTED EQUITIES PTY LTD 2016-02-23 Surfers Paradise, QLD 4217, Australia
YOUR FINANCIAL ADVISOR PTY. LTD. 2016-01-22 Surfers Paradise, QLD 4217, Australia
CORE VALUE FA PTY LTD 2016-01-18 Bundall, QLD 4217, Australia

Competitor

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Postal Code 4217

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.