ROAN FINANCIAL GROUP PTY LTD


Address: Orange, NSW 2800, Australia

ROAN FINANCIAL GROUP PTY LTD (Licence# 000326922) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 21, 2008.

Service Overview

Register Name AFS Licence
Licence Name ROAN FINANCIAL GROUP PTY LTD
Licence Number 000326922
Licence ABN 36126956983
Issue Date 2008-07-21
Locality ORANGE
State NSW
Postcode 2800
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000438684 DARREN GLEN TINDALL Ceased 2013-05-09
000401068 JOANNE ELIZABETH STEPHENS Ceased 2011-03-01
000239830 PETER ROAN Current 2008-07-22

Office Location

Locality ORANGE
State NSW
Postcode 2800
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
EDGE BUSINESS PARTNERS PTY LTD 2017-04-26 Orange, NSW 2800, Australia
PEARCE ACCOUNTING PTY LTD 2016-10-06 Orange, NSW 2800, Australia
FIRST CHOICE CREDIT UNION LTD 2004-03-01 Orange, NSW 2800, Australia
ORANGE CREDIT UNION LIMITED 2004-03-01 Orange, NSW 2800, Australia
MONEYLINK FINANCIAL PLANNING PTY. LIMITED 2004-03-01 Orange, NSW 2800, Australia

Financial services with the same locality

Service Name Issue Date Locality
EDGE BUSINESS PARTNERS PTY LTD 2017-04-26 Orange, NSW 2800, Australia
PEARCE ACCOUNTING PTY LTD 2016-10-06 Orange, NSW 2800, Australia
FIRST CHOICE CREDIT UNION LTD 2004-03-01 Orange, NSW 2800, Australia
ORANGE CREDIT UNION LIMITED 2004-03-01 Orange, NSW 2800, Australia
MONEYLINK FINANCIAL PLANNING PTY. LIMITED 2004-03-01 Orange, NSW 2800, Australia

Competitor

Search similar business entities

Postal Code 2800

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.