JB ALPHA LTD


Address: Melbourne, VIC 3000, Australia

JB ALPHA LTD (Licence# 000327075) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 15, 2008.

Service Overview

Register Name AFS Licence
Licence Name JB ALPHA LTD
Licence Number 000327075
Licence ABN 76131376415
Issue Date 2008-12-15
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility;
      • provide financial product advice for the following classes of financial products:
      • interests in managed investment schemes limited to:
      • MDA services;
      • superannuation; and
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
    • financial products limited to:
      • miscellaneous financial investment products limited to MDA services;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • own managed investment scheme only;
        • MDA services; and
        • financial products limited to:
      • miscellaneous financial investment products limited to MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products limited to MDA services; and
  • make a market for the following financial products:
    • foreign exchange contracts; and
    • derivatives;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000236487 ALLAN PAUL FOULKES Ceased 2017-09-07
001264566 ALLAN PAUL FOULKES Ceased 2017-09-04
000469253 BRENDAN NEIL DART Ceased 2017-02-15
001250202 MICHAEL MALCOLM WALKER Ceased 2016-12-01
000377581 RICHARD JOHN JACKSON Current 2015-08-03
000345293 ADRIAN CORONNO Ceased 2015-04-30
000377581 RICHARD JOHN JACKSON Ceased 2015-04-30
000281735 MARKUS HELSING Current 2015-04-29
000284947 MICHAEL PHELAN Current 2014-04-29
000402544 LESLIE SZANCER Ceased 2011-03-30

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.