MANDALAY WEALTH MANAGEMENT PTY LTD


Address: Bella Vista, NSW 2153, Australia

MANDALAY WEALTH MANAGEMENT PTY LTD (Licence# 000331535) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 24, 2008.

Service Overview

Register Name AFS Licence
Licence Name MANDALAY WEALTH MANAGEMENT PTY LTD
Licence Number 000331535
Licence ABN 31132276576
Issue Date 2008-11-24
Locality BELLA VISTA
State NSW
Postcode 2153
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001258528 SHARON MAREE OSBORN Current 2018-08-12
000291384 NICHOLAS CHING-VERN CHUAH Current 2018-06-28
000437840 MICHAEL CHRISTOPHER LEHNER Ceased 2017-06-01
001001225 JONATHAN FRANCO CATTANA Ceased 2015-09-28
000298849 ADAM HARTARD Ceased 2014-03-14
000233358 SIMON DOUAIHY Ceased 2013-01-31
000314449 WAN SOON KANG Current 2011-11-30
000280882 HAN SPENDLOVE Current 2008-12-20

Office Location

Locality BELLA VISTA
State NSW
Postcode 2153
Country Australia

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CROWN WEALTH GROUP PTY LTD 2017-03-28 Baulkham Hills, NSW 2153, Australia
HADLEY, MICHAEL ANTHONY 2017-02-28 Baulkham Hills, NSW 2153, Australia
GERCEK, DIANA 2017-02-22 Baulkham Hills, NSW 2153, Australia
AFP FINANCIAL PLANNING & CONSULTING PTY LTD 2017-01-11 Baulkham Hills, NSW 2153, Australia
SIMPLE SMSF SOLUTIONS PTY LTD 2017-01-09 Baulkham Hills, NSW 2153, Australia
ADAMS TRIGLONE PTY LIMITED 2016-11-21 Baulkham Hills, NSW 2153, Australia
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Competitor

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Postal Code 2153

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.