PWM ADVISOR SERVICES PTY LTD


Address: Adelaide, SA 5000, Australia

PWM ADVISOR SERVICES PTY LTD (Licence# 000334846) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 4, 2009.

Service Overview

Register Name AFS Licence
Licence Name PWM ADVISOR SERVICES PTY LTD
Licence Number 000334846
Licence ABN 16133921187
Issue Date 2009-05-04
Locality ADELAIDE
State SA
Postcode 5000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000235959 DAVID SCOTT HARRISON Current 2018-02-13
000298317 DAVID WILLIAM JOHN FORREST Current 2015-02-26
000338968 ADAM RAYMOND ORDELMAN Ceased 2015-02-02
000422116 MATTHEW DANIEL ANDERSON Current 2012-06-01
000322538 CHRISTOPHER JOHN LAUNER Current 2009-09-01
000246145 MERRICK CHARLES SHIPP Current 2009-07-01
000245066 JOHN MENELAOU Ceased 2009-07-01

Office Location

Locality ADELAIDE
State SA
Postcode 5000
Country Australia

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ADELAIDE WEALTH MANAGEMENT PTY LTD 2017-05-18 Adelaide, SA 5000, Australia
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Competitor

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Postal Code 5000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.