INTERNATIONAL CAPITAL MARKETS PTY. LTD.


Address: Sydney, NSW 2000, Australia

INTERNATIONAL CAPITAL MARKETS PTY. LTD. (Licence# 000335692) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 2, 2009.

Service Overview

Register Name AFS Licence
Licence Name INTERNATIONAL CAPITAL MARKETS PTY. LTD.
Licence Number 000335692
Licence ABN 12123289109
Issue Date 2009-07-02
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to wholesale clients only for the following classes of financial products:
    • non standard margin lending facilities; and
  • deal in a financial product to wholesale clients only by:
    • applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • non standard margin lending dacility; and
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • derivatives;
    • foreign exchange contracts;
    • securities; and
    • standard margin lending facility;
  • deal in a financial product to retail and wholesale clients by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives;
      • foreign exchange contracts;
      • securities; and
      • standard margin lending facility; and
  • make a market for the following financial products in respect of retail and wholesale clients:
    • foreign exchange contracts; and
    • derivatives;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001004599 JACK KOUZI Ceased 2010-11-15
001004598 DANIEL MOSS Ceased 2010-11-15
001004600 KIERAN NEESON Ceased 2010-10-18

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.