GLENEAGLE SECURITIES (AUST) PTY LIMITED


Address: Sydney, NSW 2000, Australia

GLENEAGLE SECURITIES (AUST) PTY LIMITED (Licence# 000337985) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 31, 2009.

Service Overview

Register Name AFS Licence
Licence Name GLENEAGLE SECURITIES (AUST) PTY LIMITED
Licence Number 000337985
Licence ABN 58136930526
Issue Date 2009-08-31
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

provide financial product advice to retail and wholesale clients for the following classes of financial products:
  • deposit and payment products limited to:
    • basic deposit products;
  • deposit products other than basic deposit products;
  • derivatives;
  • foreign exchange contracts;
  • debentures, stocks or bonds issued or proposed to be issued by a government;
  • interests in managed investment schemes including:
    • investor directed portfolio services;
    • interests in managed investment schemes limited to:
    • MDA services;
    • securities;
    • standard margin lending facility; and
    • provide financial product advice to wholesale clients only for the following classes of financial products:
  • non-standard margin lending facility; and
  • deal in a financial product to retail and wholesale clients by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes limited to:
        • own managed investment scheme only;
      • interests in managed investment schemes limited to:
        • MDA services; and
  • deal in a financial product to wholesale clients only by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • non-standard margin lending facility; and
  • deal in a financial product to retail and wholesale clients by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • securities;
        • standard margin lending facility; and
        • deal in a financial product to wholesale clients only by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • non-standard margin lending facility; and
  • deal in a financial product to retail and wholesale clients by:
    • underwriting:
      • interests in managed investment schemes;
      • an issue of securities; and
  • make a market to retail and wholesale clients for the following financial products:
    • foreign exchange contracts;
    • derivatives; and
  • provide the following custodial or depository services to retail and wholesale clients:
      • operate custodial or depository services other than investor directed portfolio services.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000303217 BASIL MACRIS Current 2016-12-01
      000462632 CHRISTOPHER FORTE Ceased 2015-05-28
      000421163 PHILIP DOMINIC RASSALSKI Ceased 2012-03-01
      001236534 PHILIP RASSALSKI Ceased 2012-03-01
      000382759 DELAN PASQUALE PAGLIACCIO Ceased 2010-09-13

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

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      Competitor

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      Postal Code 2000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.