VASCO INVESTMENT MANAGERS LIMITED


Address: Melbourne, VIC 3000, Australia

VASCO INVESTMENT MANAGERS LIMITED (Licence# 000344486) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 22, 2010.

Service Overview

Register Name AFS Licence
Licence Name VASCO INVESTMENT MANAGERS LIMITED
Licence Number 000344486
Licence ABN 71138715009
Issue Date 2010-11-22
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • provide general financial product advice to wholesale clients for the following classes of financial products:
    • interests in managed investment schemes including investor directed portfolio services; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
      • derivatives; and
      • interests in managed investment schemes excluding investor directed portfolio services;
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes including investor directed portfolio services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholsale clients in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholsale clients in respect of the following classes of products:
      • interests in managed investment schemes including investor directed portfolio services; and
    • underwriting to retail and wholesale clients:
      • interests in managed investment schemes; and
      • an issue of securities;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) to retail and wholesale clients in its capacity as responsible entity:
    • schemes which only hold the following types of property:
      • direct real property;
      • financial assets; and
      • mortgages; and
  • provide the following custodial or depository services to retail and wholesale clients:
    operate custodial or depository services other than investor directed portfolio services;

    Office Location

    Locality MELBOURNE
    State VIC
    Postcode 3000
    Country Australia

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.