WOTHERSPOON WEALTH PTY LTD


Address: Glen Osmond, SA 5064, Australia

WOTHERSPOON WEALTH PTY LTD (Licence# 000345282) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 7, 2010.

Service Overview

Register Name AFS Licence
Licence Name WOTHERSPOON WEALTH PTY LTD
Licence Number 000345282
Licence ABN 43129595115
Issue Date 2010-04-07
Locality GLEN OSMOND
State SA
Postcode 5064
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001263264 LIN CAREY Current 2018-04-06
001006069 SCOTT LEIGH DAWSON Current 2017-08-03
000306193 SAMANTHA HARRISON Current 2016-05-13
001237958 MEGAN LOUISE HENDERSON Ceased 2015-11-23
001001309 LORRAINE ELIZABETH TYLER Ceased 2015-02-23
000451717 OLIVER TEMME Current 2014-07-28
000355731 SIMON MARK WOTHERSPOON Current 2010-05-10
000275774 JOHN ROBERT WOTHERSPOON Current 2010-04-10

Office Location

Locality GLEN OSMOND
State SA
Postcode 5064
Country Australia

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Competitor

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Postal Code 5064

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.