MONTGOMERY INVESTMENT MANAGEMENT PTY. LTD.


Address: Ultimo, NSW 2007, Australia

MONTGOMERY INVESTMENT MANAGEMENT PTY. LTD. (Licence# 000354564) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 30, 2010.

Service Overview

Register Name AFS Licence
Licence Name MONTGOMERY INVESTMENT MANAGEMENT PTY. LTD.
Licence Number 000354564
Licence ABN 73139161701
Issue Date 2010-08-30
Locality ULTIMO
State NSW
Postcode 2007
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Office Location

      Locality ULTIMO
      State NSW
      Postcode 2007
      Country Australia

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      MAXMILLIAN FINANCIAL PLANNING PTY LTD 2015-02-19 Ultimo, NSW 2007, Australia
      SINTEX CONSOLIDATED PTY LIMITED 2012-12-20 Ultimo, NSW 2007, Australia
      ALIPAY (AUSTRALIA) PTY LTD 2012-11-08 Ultimo, NSW 2007, Australia
      PREMIUM CHINA FUNDS MANAGEMENT PTY LTD 2005-11-07 Ultimo, NSW 2007, Australia

      Financial services with the same locality

      Service Name Issue Date Locality
      BILLFOLDA PTY LIMITED 2018-01-11 Ultimo, NSW 2007, Australia
      VIVED & CO. ACCOUNTING PTY LIMITED 2016-07-21 Ultimo, NSW 2007, Australia
      RESIDENTIAL HOUSING & COMMERCIAL PTY LTD 2016-04-26 Ultimo, NSW 2007, Australia
      MAXMILLIAN FINANCIAL PLANNING PTY LTD 2015-02-19 Ultimo, NSW 2007, Australia
      SINTEX CONSOLIDATED PTY LIMITED 2012-12-20 Ultimo, NSW 2007, Australia
      ALIPAY (AUSTRALIA) PTY LTD 2012-11-08 Ultimo, NSW 2007, Australia
      PREMIUM CHINA FUNDS MANAGEMENT PTY LTD 2005-11-07 Ultimo, NSW 2007, Australia

      Competitor

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      Postal Code 2007

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.