DMP ASSET MANAGEMENT LTD


Address: Melbourne, VIC 3000, Australia

DMP ASSET MANAGEMENT LTD (Licence# 000383580) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 14, 2010.

Service Overview

Register Name AFS Licence
Licence Name DMP ASSET MANAGEMENT LTD
Licence Number 000383580
Licence ABN 77145590316
Issue Date 2010-12-14
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services; and
      • securities;
  • provide general financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services; and
      • securities;
  • deal in a financial product to retail and wholesale clients by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services; and
        • securities; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
    • "DMP Australian Small Caps Trust" scheme (ARSN: 609 023 654),
    • a scheme which only holds the following types of property:
      • financial assets; and
      • "DMP Australian Equities Trust" scheme (ARSN: 618 530 475),
    • a scheme which only holds the following types of property:
      • financial assets.
      • provide the following custodial or depository services to retail and wholesale clients:
      • operate custodial or depository services other than investor directed portfolio services.

Financial advisers

Adviser Number Adviser Name Status Start Date
001262976 CHRISTOPHER READ Ceased 2010-07-01

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.